H.R.9028

PRC Broker-Dealers and Investment Advisers Moratorium Act

Introduced·5/26/26
Introduced

H. R. 9028

Introduced in House · June 3, 2026

May 26, 2026

Mr. Lawler (for himself and Mr. Gottheimer) introduced the following bill; which was referred to the Committee on Financial Services

A BILL

To amend the securities laws to prohibit brokers, dealers, and investment advisers with certain connections to the People’s Republic of China from registering with the Securities and Exchange Commission, and for other purposes.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled,

SECTION 1. Short title.

This Act may be cited as the “PRC Broker-Dealers and Investment Advisers Moratorium Act”.