Securities Act; investment advisor advertising.

Passed on 4/13/26

Summary

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From the Legislature

Securities Act; investment advisor advertising. Permits an investment advisor to solicit, disseminate, or otherwise use advertisements, including client testimonials and endorsements, provided such advertisements comply with the requirements for an advertisement solicited, disseminated, or used by a federally registered investment advisor under federal law.

Sponsors

D
1
0
Democratic CaucusRepublican Caucus

Roll Call Votes

39 Yea

DDDRRRRDDRRDRRDDDDDDDRDRRDRDRDDDDRRRRRR

0 Nay

1 Absent

D

Calendar

Jan 27

12:00 AM

House Labor and Commerce: Subcommittee #1 Hearing

Jan 29

12:00 AM

House Labor and Commerce Hearing

Mar 2

7:00 PM

Senate Commerce and Labor Hearing